![]() Dispute |
Bonds | Derivatives | asset backed | Equity | cmdty | fx | funds | repo |
real estate |
short term |
loans |
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corp | gov | ig bonds | HY Bonds | Distressed | credit | equity | fx | ir | cmdty | note | mbs | cdo | cp | OTHER | common | PREF | public | private |
Commodity
Accountant
Custodian Bank
Fund Administrator
Pricing Vendor
Prime Broker(s)
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Fined Entity
Fines & Penalties
- David Lee,David Lee,Kevin P. Cassidy,Edward O'Connor,Scott Connor,Optionable
- $10,410,000
SEC Charges Banker And Brokerage Executives With Multimillion Dollar Financial Fraud
DAVID LEE, KEVIN P. CASSIDY, EDWARD O'CONNOR, and SCOTT CONNOR
SEC Charges Banker and Brokerage Executives With Multi-Million Dollar Financial Fraud
KEVIN CASSIDY, EDWAR O'CONNOR OPTlONABLE INC., DAVID LEE and ROBER't1\ÖOtt,